Form D · Investment Banking
IMPERIAL CAPITAL GROUP LLC
Los Angeles, CA · CIK 0001051313
Offering snapshot reported Apr 18, 2012 · SEC filing
- Reported sold
- $31.4M Indefinite offering
- Investors reported
- 63 Form D · investor count
- Minimum accepted
- $500 Reported outside-investor minimum
- First sale
- Aug 1, 1997 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 18, 2012 | Amendment | $31,375,537 | No comparison | 63 | SEC filing |
| Aug 7, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-44056
Issuer offers and sales Class A Interests and Class B Interests series
Source: Form D, filed Apr 18, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Harry Chung | Executive |
| N/A Imperial Capital Group Holdings, Llc | Executive |
| Mark Christopher Martis | Executive |
| Jason Walter Reese | Executive |
| Randall Evan Wooster | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
2000 Avenue Of The Stars, 9th Floor S
Los Angeles, CA, 90067
Los Angeles, CA, 90067