Form D · Other Technology
IMAGEWARE SYSTEMS INC
San Diego, CA · CIK 0000941685
Offering snapshot reported Dec 1, 2020 · SEC filing
- Reported sold
- $11.6M Offering amount: $15M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Nov 12, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 1, 2020 | Initial | $11,560,000 | No comparison | 25 | SEC filing |
| Sep 26, 2018 | Amendment | $10,000,000 | $1,100,000vs Sep 19, 2018 | 10 | SEC filing |
| Sep 19, 2018 | Initial | $8,900,000 | No comparison | 8 | SEC filing |
| Jan 4, 2017 | Initial | $1,625,000 | No comparison | 6 | SEC filing |
| Sep 9, 2016 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
| Jan 5, 2012 | Initial | $10,000,000 | No comparison | 25 | SEC filing |
| Mar 2, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 16, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 23, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 30, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $439K
- Finders' fees
- $75K
- Form D file number
- 021-381761
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paul Penney | None |
Source: Form D, filed Dec 1, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Brown | Executive |
| John Callan | Director |
| David Carey | Director |
| Robert Clutterbuck | Director |
| Charles Crocker | Director |
| John Cronin | Director |
| James M. Demitrieus | Director |
| Charles Frischer | Director |
| Neal Goldman | Director |
| G. Steve Hamm | Director |
| Guy Steve Hamm | Director |
| David Harding | Executive |
| Dana Kammersgard | Director |
| David Loesch | Director |
| S. James Miller | Director, Executive |
| Douglas Morgan | Director |
| Jonathan Morris | Executive |
| Benjamin Smeal | Director |
| Kristin Taylor | Director, Executive |
| Wayne Wetherell | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
13500 Evening Creek Drive N. Suite 550
San Diego, CA, 92128
San Diego, CA, 92128