Form D · Hedge Fund

III RELATIVE VALUE CREDIT STRATEGIES FUND LTD

Grand Cayman, E9 · CIK 0001449195

Offering snapshot reported Jan 9, 2020 · SEC filing

Reported sold
$930M
Indefinite offering
Investors reported
76
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$465M$930MOct 29, 2008Oct 5, 2009: $895,228,805.00Oct 26, 2010: $900,693,514.00Nov 8, 2011: $902,344,529.00Mar 6, 2012: $902,344,529.00Mar 6, 2013: $914,219,800.00Jan 9, 2014: $929,549,454.00Jan 8, 2015: $929,776,658.00Jan 8, 2016: $929,964,375.00Jan 9, 2017: $930,006,371.00Jan 9, 2018: $930,188,332.00Jan 9, 2019: $930,335,770.00Jan 9, 2020: $930,335,770.00Jan 9, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2020Amendment$930,335,770$0vs Jan 9, 201976SEC filing
Jan 9, 2019Amendment$930,335,770$147,438vs Jan 9, 201876SEC filing
Jan 9, 2018Amendment$930,188,332$181,961vs Jan 9, 201776SEC filing
Jan 9, 2017Amendment$930,006,371$41,996vs Jan 8, 201676SEC filing
Jan 8, 2016Amendment$929,964,375$187,717vs Jan 8, 201576SEC filing
Jan 8, 2015Amendment$929,776,658$227,204vs Jan 9, 201476SEC filing
Jan 9, 2014Amendment$929,549,454$15,329,654vs Mar 6, 201376SEC filing
Mar 6, 2013Amendment$914,219,800$11,875,271vs Mar 6, 201275SEC filing
Mar 6, 2012Amendment$902,344,529$0vs Nov 8, 201173SEC filing
Nov 8, 2011Amendment$902,344,529$1,651,015vs Oct 26, 201073SEC filing
Oct 26, 2010Amendment$900,693,514$5,464,709vs Oct 5, 200970SEC filing
Oct 5, 2009Amendment$895,228,805No comparison68SEC filing
Oct 29, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$6.57M (estimated)
Finders' fees
$0
Form D file number
021-124010
Service provider pays up to 50% of its portion of advisory fee & 75% of mgmt fee to selling agents. Offering began before 3/15/09; Item 15 reflects info from such date. Maymont no longer a BD, does not receive commissions.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
AVM, L.P.16710
Maymont Partners, Inc.120536
Anchor Asset Management LLC128344
Frontier Solutions, LLC136102
Norfolk Markets, LLC103797
James River Securities Corp.38477

Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

III RELATIVE VALUE CREDIT STRATEGIES FUND LTD.

Investment adviser: III CAPITAL MANAGEMENT

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Nov 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1574869 · Nov 1, 2021 · Schedule D 7.B.(1), fund 805-6980639280

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yelena Anuar Executive
Kevin Brandt Director, Executive
David Bree Director
John Cieslowski Executive
Lester N. Coyle Executive
Francis D. Feeney Executive
Garth Friesen Executive
Andrew Galloway Director
Karen Hansen Executive
Robert Hart Executive
N/A Iii Capital Management Executive
N/A Iii Offshore Advisors Executive
N/A James River Capital Corp. Executive
Deep Kumar Executive
Wiiliam P Mc Cauley Executive
William P. Mc Cauley Executive
Bill Mc Cauley Executive
Laura P. Mc Grath Director
Warren B. Mosler Executive
Thomas Olofsson Executive
Brandon Pellegrino Executive
Mark Perry Executive
Jason Prest Executive
Robert A. Printz Executive
Michael L. Reger Executive
Paul Saunders Director, Executive
Sanjiv Sharma Executive
Clifford G. Viner Executive
Canover Watson Director
Scott L. Wyler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Dms Corporate Services Ltd. Dms House, 20 Genesis Close
Grand Cayman, E9, KY1-1108