Form D · Hedge Fund
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
Boca Raton, FL · CIK 0001345001
Offering snapshot reported Jan 9, 2020 · SEC filing
- Reported sold
- $214M Indefinite offering
- Investors reported
- 63 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Nov 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 9, 2020 | Amendment | $214,036,681 | $0vs Jan 9, 2019 | 63 | SEC filing |
| Jan 9, 2019 | Amendment | $214,036,681 | $604,569vs Jan 9, 2018 | 63 | SEC filing |
| Jan 9, 2018 | Amendment | $213,432,112 | $0vs Jan 9, 2017 | 63 | SEC filing |
| Jan 9, 2017 | Amendment | $213,432,112 | $4,000,000vs Jan 8, 2016 | 63 | SEC filing |
| Jan 8, 2016 | Amendment | $209,432,112 | $800,001vs Jan 8, 2015 | 62 | SEC filing |
| Jan 8, 2015 | Amendment | $208,632,111 | $0vs Jan 8, 2014 | 62 | SEC filing |
| Jan 8, 2014 | Amendment | $208,632,111 | $5,000,000vs Mar 6, 2013 | 62 | SEC filing |
| Mar 6, 2013 | Amendment | $203,632,111 | $3,622,000vs Mar 6, 2012 | 62 | SEC filing |
| Mar 6, 2012 | Amendment | $200,010,111 | $59,996vs Mar 11, 2011 | 60 | SEC filing |
| Mar 11, 2011 | Amendment | $199,950,115 | $11,175,001vs Mar 12, 2010 | 60 | SEC filing |
| Mar 12, 2010 | Amendment | $188,775,114 | $5,497,661vs Mar 16, 2009 | 57 | SEC filing |
| Mar 16, 2009 | Amendment | $183,277,453 | No comparison | Not reported | SEC filing |
| Nov 16, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $763K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-83335
Service provider pays up to 50% of its portion of advisory fee & 75% of mgmt fee to selling agents - see item 12. Item 15 reflects the requested information commencing from inception. Maymont no longer a BD, does not receive commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AVM, L.P. | 16710 | |
| Maymont Partners, Inc. | 120536 | |
| Anchor Asset Management LLC | 128344 | |
| Frontier Solutions, LLC | 136102 | |
| Norfolk Markets, LLC | 103797 | |
| James River Securities Corp. | 38477 |
Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
III RELATIVE VALUE CREDIT STRATEGIES FUND L.P.
Investment adviser: III CAPITAL MANAGEMENT
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Nov 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1574869 · Nov 1, 2021 · Schedule D 7.B.(1), fund 805-1168971594
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Yelena Anuar | Executive |
| Kevin Brandt | Director, Executive |
| David Bree | Director |
| John Cieslowski | Executive |
| Lester N. Coyle | Executive |
| Francis D. Feeney | Executive |
| Francis D Freeney | Executive |
| Garth Friese | Executive |
| Garth Friesen | Executive |
| Andrew Galloway | Director |
| Karen Hansen | Executive |
| Robert Hart | Executive |
| N/A Iii Associates | Executive |
| N/A Iii Capital Management | Executive |
| N/A Iii Offshore Advisors | Executive |
| N/A James River Capital Corp | Executive |
| Deep Kumar | Executive |
| Bill Mc Cauley | Executive |
| William P. Mc Cauley | Executive |
| Laura P. Mc Grath | Director |
| Warren B. Mosler | Executive |
| Thomas Olofsson | Executive |
| Brandon Pellegrino | Executive |
| Mark Perry | Executive |
| Jason Prest | Executive |
| Robert A. Printz | Executive |
| Michael L. Reger | Executive |
| Paul Saunders | Director, Executive |
| Sanjiv Sharma | Executive |
| Cliff Viner | Executive |
| Clifford G. Viner | Executive |
| Scott L. Wyler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boca Raton, FL, 33431