Form D · Hedge Fund
III FUND LP
Boca Raton, FL · CIK 0001077921
Offering snapshot reported Feb 22, 2019 · SEC filing
- Reported sold
- $554M Indefinite offering
- Investors reported
- 96 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 1, 1999 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 22, 2019 | Amendment | $553,916,642 | $0vs Feb 22, 2018 | 96 | SEC filing |
| Feb 22, 2018 | Amendment | $553,916,642 | $600,000vs Feb 22, 2017 | 96 | SEC filing |
| Feb 22, 2017 | Amendment | $553,316,642 | $15,000,000vs Feb 22, 2016 | 95 | SEC filing |
| Feb 22, 2016 | Amendment | $538,316,642 | $8,756,872vs Feb 20, 2015 | 95 | SEC filing |
| Feb 20, 2015 | Amendment | $529,559,770 | $23,335,680vs Feb 20, 2014 | 91 | SEC filing |
| Feb 20, 2014 | Amendment | $506,224,090 | $555,000vs Mar 6, 2013 | 90 | SEC filing |
| Mar 6, 2013 | Amendment | $505,669,090 | $8,256,313vs Mar 6, 2012 | 89 | SEC filing |
| Mar 6, 2012 | Amendment | $497,412,777 | $13,019,255vs Mar 11, 2011 | 87 | SEC filing |
| Mar 11, 2011 | Amendment | $484,393,522 | -$263,479,202vs Mar 12, 2010 | 85 | SEC filing |
| Mar 12, 2010 | Amendment | $747,872,724 | $284,451,846vs Mar 16, 2009 | 84 | SEC filing |
| Mar 16, 2009 | Amendment | $463,420,878 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.31M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-48374
Service provider pays up to 50% of its portion of advisory fee & 75% of mgmt fee to selling agents - see item 12. Item 15 reflects the requested information commencing from inception. Maymont no longer a BD, does not receive commissions.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AVM, L.P. | 16710 | |
| Maymont Partners, Inc. | 120536 | |
| Anchor Asset Management LLC | 128344 | |
| Frontier Solutions, LLC | 136102 | |
| Norfolk Markets, LLC | 103797 | |
| James River Securities Corp. | 38477 |
Source: Form D, filed Feb 22, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
III FUND L.P.
Investment adviser: III CAPITAL MANAGEMENT
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jun 6, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1328166 · Jun 6, 2019 · Schedule D 7.B.(1), fund 805-9293078198
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Yelena Anuar | Executive |
| Kevin M Brandt | Director, Executive |
| John Cieslowski | Executive |
| Lester N. Coyle | Executive |
| Francis D. Feeney | Executive |
| Garth Friesen | Executive |
| Karen Hansen | Executive |
| Robert Hart | Executive |
| N/A Iii Associates | Executive |
| N/A Iii Capital Management | Executive |
| N/A Iii Offshore Advisors | Executive |
| N/A James River Capital Corp. | Executive |
| Deep Kumar | Executive |
| Bill Mc Cauley | Executive |
| William P. Mc Cauley | Executive |
| Laura Mc Grath | Director, Executive |
| Warren B. Mosler | Executive |
| Thomas Olofsson | Executive |
| Brandon Pellegrino | Executive |
| Mark Perry | Executive |
| Jason Prest | Executive |
| Robert A. Printz | Executive |
| Michael L. Reger | Executive |
| Paul Saunders | Director, Executive |
| Sanjiv Sharma | Executive |
| Clifford G. Viner | Executive |
| Scott L. Wyler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boca Raton, FL, 33431