Form D · Hedge Fund

III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC

Grand Cayman, E9 · CIK 0001715337

Offering snapshot reported Aug 27, 2021 · SEC filing

Reported sold
$48.2M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 27, 2021Amendment$48,175,290No comparisonNot reportedSEC filing
Aug 28, 2020Amendment$46,739,580$1,500,000vs Aug 29, 20197SEC filing
Aug 29, 2019Amendment$45,239,580$2,448,880vs Aug 29, 20186SEC filing
Aug 29, 2018Amendment$42,790,700$9,400,000vs Aug 29, 20174SEC filing
Aug 29, 2017Initial$33,390,700No comparison3SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-293688

Source: Form D, filed Aug 27, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

III EP CREDIT STRATEGIES ERISA SP

Investment adviser: III CAPITAL MANAGEMENT

Gross asset value
$127M
Beneficial owners
13
ADV minimum commitment
$1M

Reported in Form ADV on May 12, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GEORGE TOWN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer AVM, L.P. BOCA RATON, Florida, United States Related to adviser: Yes
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

AVM, L.P.
CRD 16710 · SEC 8-35136

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

STATE STREET GLOBAL MARKETS, LLC
CRD 285852 · SEC 8-69862

Filing source

Form ADV 1649716 · May 12, 2022 · Schedule D 7.B.(1), fund 805-1071414328

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yelena Anuar Executive
David Bree Director
Lester N. Coyle Executive
Francis D. Feeney Executive
Garth Friesen Executive
Karen Hansen Executive
Robert Hart Executive
N/A Iii Capital Management Promoter
Deep Kumar Executive
William P. Mc Cauley Executive
Laura P. Mc Grath Director
Warren B. Mosler Executive
Thomas Olofsson Executive
Brandon Pellegrino Executive
Mark Perry Executive
Jason Prest Executive
Robert A. Printz Executive
Michael L. Reger Executive
Clifford G. Viner Executive
Scott L. Wyler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Dms Corporate Services Ltd. Dms House, 20 Genesis Close
Grand Cayman, E9, KY1-1108