Form D · Hedge Fund

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC

Camana Bay, Grand Cayman, E9 · CIK 0001766211

Offering snapshot reported Feb 11, 2022 · SEC filing

Reported sold
$146M
Indefinite offering
Investors reported
24
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 2, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$73.2M$146MJan 30, 2019: $57,938,301.00Jan 30, 2019Jan 30, 2020: $122,753,301.00Jan 30, 2020Jan 29, 2021: $138,903,301.00Jan 29, 2021Feb 11, 2022: $146,453,301.00Feb 11, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$138,903,301 → $146,453,301
  • Reported investors23 → 24

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2022Amendment$146,453,301$7,550,000vs Jan 29, 202124SEC filing
Jan 29, 2021Amendment$138,903,301$16,150,000vs Jan 30, 202023SEC filing
Jan 30, 2020Amendment$122,753,301$64,815,000vs Jan 30, 201921SEC filing
Jan 30, 2019Initial$57,938,301No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$716K
Finders' fees
$0
Form D file number
021-331789

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
AVM, L.P.16710

Source: Form D, filed Feb 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yelena Anuar Executive
David Bree Director
Lester N. Coyle Executive
Francis D. Feeney Executive
Garth Friesen Executive
Andrew Galloway Director
Karen Hansen Executive
Robert Hart Executive
N/A Iii Capital Management Promoter
Deep Kumar Executive
Paras Malde Director
William P. Mc Cauley Executive
Laura P. Mc Grath Director
Thomas Olofsson Executive
Christian Pellegrino Executive
Brandon Pellegrino Executive
Mark Perry Executive
Jason Prest Executive
Robert A. Printz Executive
Michael L. Reger Executive
Antoine Tan Executive
Clifford G. Viner Executive
Scott L. Wyler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Waystone Governance Ltd Suite 5 B201, 2nd Floor, One Nexus Way
Camana Bay, Grand Cayman, E9, KY1-1103