Form D · Hedge Fund

III Credit Opportunities Fund Ltd.

George Town, Grand Cayman, E9 · CIK 0001524443

Offering snapshot reported Apr 14, 2026 · SEC filing

Reported sold
$741M
Indefinite offering
Investors reported
76
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$370M$741MJun 29, 2011Mar 6, 2012: $200,000,000.00Mar 6, 2013: $242,249,634.00Nov 25, 2013: $262,412,497.00Nov 25, 2014: $320,411,959.00Feb 27, 2015: $320,467,026.00Feb 29, 2016: $321,308,985.00Feb 28, 2017: $407,250,408.00Feb 28, 2018: $424,517,624.00Feb 28, 2019: $454,940,820.00Feb 28, 2020: $596,550,035.00Mar 5, 2021: $615,250,415.00Mar 16, 2022: $628,500,415.00Apr 12, 2023: $636,368,621.00Apr 12, 2024: $698,742,594.00Apr 14, 2025: $711,775,478.00Apr 14, 2026: $740,525,478.00Apr 14, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$711,775,478 → $740,525,478
  • Reported investors75 → 76

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 14, 2026Amendment$740,525,478$28,750,000vs Apr 14, 202576SEC filing
Apr 14, 2025Amendment$711,775,478$13,032,884vs Apr 12, 202475SEC filing
Apr 12, 2024Amendment$698,742,594$62,373,973vs Apr 12, 202374SEC filing
Apr 12, 2023Amendment$636,368,621$7,868,206vs Mar 16, 202266SEC filing
Mar 16, 2022Amendment$628,500,415$13,250,000vs Mar 5, 202157SEC filing
Mar 5, 2021Amendment$615,250,415$18,700,380vs Feb 28, 202056SEC filing
Feb 28, 2020Amendment$596,550,035$141,609,215vs Feb 28, 201953SEC filing
Feb 28, 2019Amendment$454,940,820$30,423,196vs Feb 28, 201848SEC filing
Feb 28, 2018Amendment$424,517,624$17,267,216vs Feb 28, 201736SEC filing
Feb 28, 2017Amendment$407,250,408$85,941,423vs Feb 29, 201628SEC filing
Feb 29, 2016Amendment$321,308,985$841,959vs Feb 27, 201518SEC filing
Feb 27, 2015Amendment$320,467,026$55,067vs Nov 25, 201417SEC filing
Nov 25, 2014Amendment$320,411,959$57,999,462vs Nov 25, 201317SEC filing
Nov 25, 2013Amendment$262,412,497$20,162,863vs Mar 6, 201315SEC filing
Mar 6, 2013Amendment$242,249,634$42,249,634vs Mar 6, 201211SEC filing
Mar 6, 2012Amendment$200,000,000No comparison1SEC filing
Jun 29, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.49M (estimated)
Finders' fees
$0
Form D file number
021-162037
Norfolk Markets, LLC, Frontier Solutions, LLC, James River Securities Corp., and Anchor Asset Management no longer act as selling agents and are no longer paid commissions.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James River Securities Corp.38477
AVM, L.P.16710
Norfolk Markets, LLC103797
Anchor Asset Management128344
Frontier Solutions, LLC136102
Tangent Capital Partners, LLC146999

Source: Form D, filed Apr 14, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

III CREDIT OPPORTUNITIES FUND LTD.

Investment adviser: III CAPITAL MANAGEMENT

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on May 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 2102114 · May 7, 2026 · Schedule D 7.B.(1), fund 805-5550594198

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yelena Anuar Executive
Kevin Brandt Director, Executive
David Bree Director
John Cieslowski Executive
Lester N. Coyle Executive
Francis D. Feeney Executive
Francis Freeney Executive
Garth Friesen Executive
Andrew Galloway Director
Karen Hansen Executive
Robert Hart Executive
N/A Iii Capital Management Executive
N/A Iii Offshore Advisors Executive
N/A James Rivier Capital Corp. Promoter
Deep Kumar Executive
Paras Malde Director
Bill Mc Cauley Executive
William P. Mc Cauley Executive
Laura P. Mc Grath Director
Gonen Minuskin Executive
Jonathan Morgan Director
Jon Morgan Director
Warren B. Mosler Executive
Thomas Olofsson Executive
Christian Pellegrino Executive
Brandon Pellegrino Executive
Mark Perry Executive
Jason Prest Executive
Robert A. Printz Executive
Robert A. Prinz Executive
Michael L. Reger Executive
Siddhartha Saraogi Executive
Paul Saunders Director, Executive
Sanjiv Sharma Executive
Antonine Tan Executive
Clifford G. Viner Executive
Canover Watson Director
Jay Wells Executive
Scott L. Wyler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Waystone Corporate Services (Cayman) Ltd Six Cricket Square
George Town, Grand Cayman, E9, KY1-1108