Form D · Hedge Fund
III CREDIT BIAS FUND LTD
Grand Cayman, E9 · CIK 0001426139
Offering snapshot reported Jul 24, 2012 · SEC filing
- Reported sold
- $62M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Sep 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 24, 2012 | Amendment | $62,000,000 | $0vs Mar 6, 2012 | 8 | SEC filing |
| Mar 6, 2012 | Amendment | $62,000,000 | $0vs Nov 8, 2011 | 8 | SEC filing |
| Nov 8, 2011 | Initial | $62,000,000 | No comparison | 8 | SEC filing |
| Mar 11, 2011 | Amendment | $706,387,245 | $0vs Mar 12, 2010 | 47 | SEC filing |
| Mar 12, 2010 | Amendment | $706,387,245 | $0vs Mar 16, 2009 | 47 | SEC filing |
| Mar 16, 2009 | Amendment | $706,387,245 | No comparison | Not reported | SEC filing |
| Jan 31, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-168407
Source: Form D, filed Jul 24, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
III CREDIT BIAS FUND LTD.
Investment adviser: III CAPITAL MANAGEMENT
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 21, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 718085 · Mar 21, 2013 · Schedule D 7.B.(1), fund 805-6213114641
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin M. Brandt | Director, Executive |
| David Bree | Director |
| John Cieslowski | Executive |
| Lester Coyle | Executive |
| Francis Feeney | Executive |
| Francis Freeney | Director |
| Garth Friesen | Executive |
| Deepak Gurnani | Executive |
| Robert Hart | Executive |
| N/A Iii Offshore Advisors | Promoter |
| N/A Investcorp Investment Advisers Limited | Executive |
| N/A Investcorp Investment Advisors Limited | Executive |
| N/A James River Capital Corp | Promoter |
| N/A James River Capital Corp. | Promoter |
| Prashant Kolluri | Executive |
| William P Mc Cauley | Executive |
| Bill Mc Cauley | Executive |
| Laura Mc Grath | Director |
| Warren Mosler | Executive |
| Robert Printz | Executive |
| Michael Reger | Executive |
| Paul Saunders | Director, Executive |
| Sanjiv Sharma | Executive |
| Nick Vamvakas | Executive |
| Clifford Viner | Executive |
| Canover Watson | Director |
| Scott Wyler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104