Form D · Hedge Fund
III CREDIT BIAS FUND LP
Manakin Sabot, VA · CIK 0001407731
Offering snapshot reported Mar 6, 2012 · SEC filing
- Reported sold
- $95.1M Indefinite offering
- Investors reported
- 43 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Sep 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,000,000 → $95,109,165
- Reported investors1 → 43
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 6, 2012 | Amendment | $95,109,165 | $94,109,165vs Jan 13, 2012 | 43 | SEC filing |
| Jan 13, 2012 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Mar 11, 2011 | Amendment | $93,359,166 | $1vs Mar 11, 2010 | 41 | SEC filing |
| Mar 11, 2010 | Amendment | $93,359,165 | $20,017,153vs Mar 16, 2009 | 41 | SEC filing |
| Mar 16, 2009 | Amendment | $73,342,012 | No comparison | Not reported | SEC filing |
| Jul 24, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $6.37K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-171771
The Co-General Partner pays up to 50% of its advisory fee and 75% of its management fee to the selling agent - see Item 12.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AVM, L.P. | 16710 |
Source: Form D, filed Mar 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
III CREDIT BIAS FUND L.P.
Investment adviser: III CAPITAL MANAGEMENT
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 21, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 718085 · Mar 21, 2013 · Schedule D 7.B.(1), fund 805-2012972092
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin M. Brandt | Director, Executive |
| John Cieslowski | Executive |
| Clifford G Cieslowski | Executive |
| Lester Coyle | Executive |
| Francis Feeney | Executive |
| Garth Friesen | Executive |
| Deepak Gurnani | Executive |
| Robert Hart | Executive |
| N/A Iii Associates | Promoter |
| N/A Investcorp Investment Advisers Limited | Executive |
| N/A James River Capital Corp. | Promoter |
| N/A James River Financial Corp. | Executive |
| Prashant Kolluri | Executive |
| Deep Kumar | Executive |
| William P. Mc Cauley | Executive |
| Bill Mc Cauley | Executive |
| Laura Mc Grath | Director, Executive |
| Warren B. Mosler | Executive |
| Robert Printz | Executive |
| Michael Reger | Executive |
| Paul Saunders | Director, Executive |
| Sanjiv Sharma | Executive |
| Nick Vamvakas | Executive |
| Clifford Viner | Executive |
| Scott Wyler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Manakin Sabot, VA, 23103