Form D · Hedge Fund
III Convex Strategies Fund L.P.
Boca Raton, FL · CIK 0001719705
Offering snapshot reported Oct 28, 2021 · SEC filing
- Reported sold
- $20.8M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Oct 2, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2021 | Amendment | $20,790,305 | $0vs Oct 26, 2020 | 9 | SEC filing |
| Oct 26, 2020 | Amendment | $20,790,305 | $12,085,775vs Oct 16, 2019 | 9 | SEC filing |
| Oct 16, 2019 | Amendment | $8,704,530 | $0vs Oct 16, 2018 | 8 | SEC filing |
| Oct 16, 2018 | Amendment | $8,704,530 | $1,463,743vs Oct 16, 2017 | 8 | SEC filing |
| Oct 16, 2017 | Initial | $7,240,787 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $96K
- Finders' fees
- $0
- Form D file number
- 021-296730
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AVM, L.P. | 16710 | |
| Norfolk Markets, LLC | 103797 | |
| James River Securities Corp. | 38477 | |
| Anchor Asset Management LLC | 128344 | |
| Frontier Solutions, LLC | 136102 |
Source: Form D, filed Oct 28, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Yelena Anuar | Executive |
| Lester N. Coyle | Executive |
| Francis D. Feeney | Executive |
| Garth Friesen | Executive |
| Karen Hansen | Executive |
| Robert Hart | Executive |
| N/A Iii Capital Management | Promoter |
| Deep Kumar | Executive |
| William Mc Cauley | Executive |
| Warren B. Mosler | Executive |
| Thomas Olofsson | Executive |
| Brandon Pellegrino | Executive |
| Mark Perry | Executive |
| Jason Prest | Executive |
| Robert A. Printz | Executive |
| Michael Reger | Executive |
| Clifford G. Viner | Executive |
| Scott L. Wyler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boca Raton, FL, 33431