Form D · Private Equity Fund
IGF Investment Grade Fund I, L.P.
Santa Barbara, CA · CIK 0001665578
Offering snapshot reported Aug 24, 2018 · SEC filing
- Reported sold
- $11.7M Offering amount: $60M
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 22, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$8,497,600 → $11,720,000
- Reported investors62 → 77
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2018 | Amendment | $11,720,000 | $3,222,400vs Mar 20, 2017 | 77 | SEC filing |
| Mar 20, 2017 | Amendment | $8,497,600 | $875,000vs Jan 30, 2017 | 62 | SEC filing |
| Jan 30, 2017 | Amendment | $7,622,600 | $50,000vs Jan 24, 2017 | 53 | SEC filing |
| Jan 24, 2017 | Amendment | $7,572,600 | $1,615,000vs Oct 27, 2016 | 52 | SEC filing |
| Oct 27, 2016 | Amendment | $5,957,600 | $2,840,200vs Aug 22, 2016 | 48 | SEC filing |
| Aug 22, 2016 | Amendment | $3,117,400 | $71,800vs Jul 29, 2016 | 41 | SEC filing |
| Jul 29, 2016 | Amendment | $3,045,600 | $1,472,550vs May 24, 2016 | 39 | SEC filing |
| May 24, 2016 | Amendment | $1,573,050 | No comparison | 24 | SEC filing |
| Apr 1, 2016 | Amendment | $607,500 | No comparison | 4 | SEC filing |
| Mar 29, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-260160
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Axiom Capital Management, Inc. | 26580 | Axiom Capital Management, Inc. · CRD 26580 |
| Landolt Securities, Inc. | 28352 | Landolt Securities, Inc. · CRD 28352 |
| Moloney Securities Co., Inc. | 38535 | Moloney Securities Co., Inc. · CRD 38535 |
| D.H. Hill Securities, LLLP | 41528 | D.H. Hill Securities, LLLP · CRD 41528 |
| Great Point Capital LLC | 114203 | Great Point Capital LLC · CRD 114203 |
| Arete Wealth Management, LLC | 44856 | Arete Wealth Management, LLC · CRD 44856 |
| Shopoff Securties | 142866 | Shopoff Securties · CRD 142866 |
| Allen C. Ewing & Co. | 26102 | Allen C. Ewing & Co. · CRD 26102 |
| Uhlmann Price Securities | 42854 | Uhlmann Price Securities · CRD 42854 |
| Whitehall-Parker Securities | 10608 | Whitehall-Parker Securities · CRD 10608 |
| Sutter Securities Inc. | 30770 | Sutter Securities Inc. · CRD 30770 |
| McNally Financial Services Corporation | 121196 | McNally Financial Services Corporation · CRD 121196 |
| Oak Tree Securities | 18126 | Oak Tree Securities · CRD 18126 |
| KCD Financial, Inc. | 127473 | KCD Financial, Inc. · CRD 127473 |
| Freedom Investors Corp. | 23714 | Freedom Investors Corp. · CRD 23714 |
| Colorado Financial Service Corporation | 104343 | Colorado Financial Service Corporation · CRD 104343 |
| Coastal Equities, Inc. | 23769 | Coastal Equities, Inc. · CRD 23769 |
| Capital Financial Services | 8408 | Capital Financial Services · CRD 8408 |
| Purshe Kaplan Sterling Investment | 35747 | Purshe Kaplan Sterling Investment · CRD 35747 |
| Ni Advisors | 134502 | Ni Advisors · CRD 134502 |
Source: Form D, filed Aug 24, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| None Igf Partners Realty, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Santa Barbara, CA, 93101