Form D · Other Investment Fund

iFund Strategic Income, LLC

Highland Park, IL · CIK 0001653806

Offering snapshot reported Mar 6, 2020 · SEC filing

Reported sold: $35.9M
Investors reported: 87
Minimum accepted: $63.5K
First sale: Sep 18, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors53 → 87

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2020	Amendment	$35,900,407	$0vs Mar 6, 2020	87	SEC filing
Mar 6, 2020	Amendment	$35,900,407	$0vs Jan 28, 2019	53	SEC filing
Jan 28, 2019	Initial	$35,900,407	No comparison	68	SEC filing
Apr 20, 2018	Amendment	$33,293,407	$18,007,653vs Sep 28, 2017	76	SEC filing
Sep 28, 2017	Amendment	$15,285,754	$5,994,054vs Oct 3, 2016	60	SEC filing
Oct 3, 2016	Amendment	$9,291,700	$8,188,700vs Oct 1, 2015	51	SEC filing
Oct 1, 2015	Initial	$1,103,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-331465

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None

Source: Form D, filed Mar 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IFUND STRATEGIC INCOME, LLC

Investment adviser: EAST WEST GLOBAL, LLC

Gross asset value: $4.96M
Beneficial owners: 38
ADV minimum commitment: $500K

Reported in Form ADV on Feb 9, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FORMIDIUM CORP DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MICHAEL COGLIANESE CPA PC CHICAGO, Illinois, United States

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: Yes

Custodian NORTHBROOK BANK AND TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MICHAEL COGLIANESE CPA PC
PCAOB 3874

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

WEDBUSH SECURITIES INC.
SEC 8-12987

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Filing source

Form ADV 1825421 · Feb 9, 2024 · Schedule D 7.B.(1), fund 805-4632827351

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Luke Adrian	Executive
Llc East West Advisors	Executive, Promoter
Llc East West Global	Executive
Dale Francis	Promoter
John Kastl	Executive
Ryan Litfin	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

513 Central Avenue Suite 401
Highland Park, IL, 60035