Form D · Other Technology

IEX GROUP, INC.

New York, NY · CIK 0001544373

Offering snapshot reported Sep 5, 2014 · SEC filing

Reported sold
$75M
Offering amount: $75M
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 22, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 5, 2014Initial$75,000,000No comparison25SEC filing
Jun 7, 2013Amendment$24,400,000$16,000,000vs Dec 28, 201236SEC filing
Dec 28, 2012Initial$8,400,000No comparison12SEC filing
Jul 11, 2012Initial$725,000No comparison9SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$375K
Finders' fees
$0
Form D file number
021-224188
Series C Preferred Stock convertible into Common Stock

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Emerson Equity LLC130032

Source: Form D, filed Sep 5, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Clark Director
Lloyd Feller Director
Alex Finkelstein Director
Bradley Katsuyama Director, Executive, Promoter
Robert Park Director, Executive, Promoter
Ronan Ryan Director, Executive, Promoter
John Schwall Director, Executive, Promoter

Issuer details

Industry: Other Technology (See others in industry)

Address:
7 World Trade Center 30 Th Floor
New York, NY, 10007