Form D · Other Banking and Financial Services

ICON ECI Partners L.P.

New York, NY · CIK 0001492444

Offering snapshot reported Sep 19, 2012 · SEC filing

Reported sold
$2.3M
Offering amount: $35M
Investors reported
19
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Sep 24, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.15M$2.3MSep 20, 2010Oct 6, 2010: $1,000,000.00Oct 25, 2010: $1,000,000.00Nov 10, 2010: $1,050,000.00Dec 7, 2010: $1,200,000.00Dec 23, 2010: $1,250,000.00Feb 1, 2011: $1,300,000.00May 10, 2011: $1,700,000.00Sep 7, 2011: $1,700,000.00Jun 4, 2012: $2,050,000.00Sep 19, 2012: $2,300,000.00Sep 19, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,050,000 → $2,300,000
  • Reported investors20 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2012Amendment$2,300,000$250,000vs Jun 4, 201219SEC filing
Jun 4, 2012Amendment$2,050,000No comparison20SEC filing
Sep 7, 2011Amendment$1,700,000$0vs May 10, 201110SEC filing
May 10, 2011Amendment$1,700,000$400,000vs Feb 1, 201110SEC filing
Feb 1, 2011Amendment$1,300,000$50,000vs Dec 23, 20107SEC filing
Dec 23, 2010Amendment$1,250,000$50,000vs Dec 7, 20106SEC filing
Dec 7, 2010Amendment$1,200,000$150,000vs Nov 10, 20105SEC filing
Nov 10, 2010Amendment$1,050,000$50,000vs Oct 25, 20103SEC filing
Oct 25, 2010Amendment$1,000,000$0vs Oct 6, 20102SEC filing
Oct 6, 2010Amendment$1,000,000No comparison2SEC filing
Sep 20, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$1.75M (estimated)
Finders' fees
$0
Form D file number
021-147943
The total maximum offering may be increased to $50,000,000 at the Issuer's discretion.
Sales commissions paid to third parties. If the total maximum offering is increased to $50,000,000 at the Issuer's discretion, the estimated sales commissions will be approximately $2,500,000.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ICON Securities Corp.15487ICON Securities Corp. · CRD 15487
Cambridge Investment Research, Inc.39543Cambridge Investment Research, Inc. · CRD 39543
Crown Capital Securities, L.P.6312Crown Capital Securities, L.P. · CRD 6312
Investacorp, Inc.7684Investacorp, Inc. · CRD 7684
United Planners' Financial Services of America20804United Planners' Financial Services of America · CRD 20804
J.P. Turner & Company, L.L.C.43177J.P. Turner & Company, L.L.C. · CRD 43177
EDI Financial, Inc.15699EDI Financial, Inc. · CRD 15699
Investment Planners, Inc.18557Investment Planners, Inc. · CRD 18557
Centaurus Financial, Inc.30833Centaurus Financial, Inc. · CRD 30833

Source: Form D, filed Sep 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anthony J. Branca Executive
Keith S. Franz Executive
Mark Gatto Director, Executive, Promoter
Joel S. Kress Executive
Michael A. Reisner Director, Executive, Promoter

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
3 Park Avenue, 36th Floor
New York, NY, 10016