Form D · Other Investment Fund

ICG Insurance Fund LLC

Los Angeles, CA · CIK 0001634456

Offering snapshot reported Mar 5, 2018 · SEC filing

Reported sold: $5.01M
Investors reported: 1
Minimum accepted: $1M
First sale: Sep 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$32,047,193 → $5,009,463
Reported investors3 → 1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 5, 2018	Amendment	$5,009,463	-$27,037,730vs Mar 21, 2017	1	SEC filing
Mar 21, 2017	Amendment	$32,047,193	$2,790,061vs Apr 4, 2016	3	SEC filing
Apr 4, 2016	Amendment	$29,257,132	-$24,265vs Mar 12, 2015	3	SEC filing
Mar 12, 2015	Initial	$29,281,397	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-235790

Source: Form D, filed Mar 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICG INSURANCE FUND, LLC

Investment adviser: ICG ADVISORS, LLC

Gross asset value: $5.36M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Apr 12, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. EVANSVILLE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LLP LOS ANGELES, California, United States

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 1208841 · Apr 12, 2018 · Schedule D 7.B.(1), fund 805-3714948380

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICG Insurance Fund LLC (this fund)	Mar 5, 2018	$5,009,463	1
ICG Insurance Fund II LLC	Jan 2, 2026	$21,969,851	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph Jeffrey Assaf	Executive
J. Jeffrey Assaf	Executive
Jonathan H. Blenner	Executive
Robert Edelstein	Executive
N/A Icg Advisors, Llc	Executive
Allison Petchenick	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11111 Santa Monica Boulevard, Suite 2100
Los Angeles, CA, 90025