Form D · Hedge Fund

iCapital - Soroban Opportunities Fund, L.P.

New York, NY · CIK 0001783929

Offering snapshot reported Apr 14, 2020 · SEC filing

Reported sold
$775K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 14, 2020Amendment$775,000No comparison1SEC filing
Sep 11, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-348559
Certain private placement offering clients of Rockefeller Financial LLC (Rockefeller) are required to pay (i) an upfront placement fee directly to Rockefeller and (ii) an annual ongoing fee to the fund (which is then paid to Rockefeller).

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Rockefeller Financial LLC291361

Source: Form D, filed Apr 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICAPITAL - SOROBAN OPPORTUNITIES FUND, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$7.59M
Beneficial owners
21
ADV minimum commitment
$100K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer KRILOGY ST. LOUIS, Missouri, United States Related to adviser: No
Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Marketer ROCKEFELLER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Marketer SPEARHEAD ADMINISTRATIVE SERVICES, LLC GREENVILLE, Delaware, United States Related to adviser: No
Marketer SPEARHEAD ADVISORS, LLC NEWPORT BEACH, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

KRILOGY
CRD 149046 · SEC 801-69838

ROCKEFELLER CAPITAL MANAGEMENT
CRD 294197 · SEC 801-113009

ROCKEFELLER & CO., INC.
CRD 106264 · SEC 801-15106

SPEARHEAD ADMINISTRATIVE SERVICES, LLC
CRD 319289 · SEC 801-123610

SPEARHEAD ADVISORS, LLC
CRD 316684

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-4023118209

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
I Capital Hf Gp, Llc Promoter
Justin Lioi Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Institutional Capital Network, Inc. 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165