Form D · Hedge Fund

iCapital CQS Multi-Strategy Fund, Ltd.

New York, NY · CIK 0001672986

Offering snapshot reported Oct 23, 2020 · SEC filing

Reported sold: $15.8M
Investors reported: 42
Minimum accepted: $100K
First sale: Jun 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors32 → 42

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 23, 2020	Amendment	$15,771,606	$0vs Oct 17, 2019	42	SEC filing
Oct 17, 2019	Amendment	$15,771,606	$86,966vs Oct 12, 2018	32	SEC filing
Oct 12, 2018	Amendment	$15,684,640	$1,220,272vs Sep 19, 2017	36	SEC filing
Sep 19, 2017	Amendment	$14,464,368	No comparison	24	SEC filing
Feb 6, 2017	Amendment	Yet to sell	No comparison	24	SEC filing
May 13, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $4.26K
Finders' fees: $0
Form D file number: 021-263120

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
more than 5	None	EMPIRE ASSET MANAGEMENT COMPANY · CRD 143007

Source: Form D, filed Oct 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTEGRIS CQS MULTI-STRATEGY FUND LTD

Investment adviser: ALTEGRIS ADVISORS, LLC

Gross asset value: $5.52M
Beneficial owners: 30
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, LLC LA JOLLA, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

ERNST & YOUNG LLP
PCAOB 42

ALTEGRIS INVESTMENTS, LLC
CRD 8258 · SEC 8-24931

Filing source

Form ADV 1400246 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-4803756927

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Altegris Advisors, Llc	Promoter
Martin Beaulieu	Director, Executive
Kyle Hartley	Director
Kenneth I Mc Guire	Executive
Matthew Osborne	Director, Executive
Jack L. Rivkin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

60 East 42 Nd St, 26 Th Floor
New York, NY, 10165