Form D · Hedge Fund

ICAPITAL CQS MULTI-STRATEGY FUND, L.P.

New York, NY · CIK 0001666806

Offering snapshot reported Oct 23, 2020 · SEC filing

Reported sold: $12.2M
Investors reported: 64
Minimum accepted: $100K
First sale: Jul 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$12,124,214 → $12,174,214
Reported investors58 → 64

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 23, 2020	Amendment	$12,174,214	$50,000vs Oct 17, 2019	64	SEC filing
Oct 17, 2019	Amendment	$12,124,214	$217,528vs Oct 12, 2018	58	SEC filing
Oct 12, 2018	Amendment	$11,906,686	$1,567,700vs Sep 19, 2017	61	SEC filing
Sep 19, 2017	Amendment	$10,338,986	No comparison	49	SEC filing
Feb 6, 2017	Amendment	Yet to sell	No comparison	44	SEC filing
Feb 12, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-257412

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
more than 5	None	EMPIRE ASSET MANAGEMENT COMPANY · CRD 143007

Source: Form D, filed Oct 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICAPITAL CQS MULTI-STRATEGY FUND, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $4.34M
Beneficial owners: 36
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CANADA) LTD TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST AND YOUNG PHILADELPHIA, Pennsylvania, United States

Custodian SEI PRIVATE TRUST CO. OAKS, Pennsylvania, United States Related to adviser: No

Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST AND YOUNG
PCAOB 42

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

Filing source

Form ADV 1514048 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-4341107089

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Altegris Advisors, Llc	Promoter
Martin Beaulieu	Executive
Kyle Hartley	Director
Kenneth I. Mc Guire	Executive
Matthew C. Osborne	Executive
Jack L. Rivkin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

60 East 42 Nd St, 26 Th Floor
New York, NY, 10165