Form D · Private Equity Fund

iCapital-BTO IV Access Fund, L.P.

New York, NY · CIK 0001863093

Offering snapshot reported Jun 14, 2023 · SEC filing

Reported sold: $69M
Investors reported: 46
Minimum accepted: $0
First sale: Jan 24, 2022

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 14, 2023	Amendment	$69,000,000	No comparison	46	SEC filing
Jun 2, 2021	Initial	Yet to sell	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-401337

Source: Form D, filed Jun 14, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICAPITAL-BTO IV ACCESS FUND, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $75.7M
Beneficial owners: 50
ADV minimum commitment: $250K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Marketer CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Marketer GKFO, LLC WEST CONSHOHOCKEN, Pennsylvania, United States Related to adviser: No

Marketer JANNEY MONTGOMERY SCOTT LLC NEW YORK, New York, United States Related to adviser: No

Marketer LPL FINANCIAL LLC FORT MILL, South Carolina, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Marketer PACIFIC EDGE ADVISORS, LLC CORONA DEL MAR, California, United States Related to adviser: No

Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Marketer ROTHSCHILD INVESTMENT CHICAGO, Illinois, United States Related to adviser: No

Marketer SANCTUARY SECURITIES, INC. INDIANAPOLIS, Indiana, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 801-29938

GKFO, LLC
CRD 151138 · SEC 801-70478

JANNEY MONTGOMERY SCOTT LLC
CRD 463 · SEC 801-7258

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

PACIFIC EDGE ADVISORS, LLC
CRD 283628 · SEC 801-107861

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

ROTHSCHILD INVESTMENT
CRD 728 · SEC 801-7395

SANCTUARY SECURITIES, INC.
CRD 205 · SEC 8-22752

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-1191453947

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
I Capital Pe Gp, Llc	Promoter
Joshua Lee	Executive
Justin Lioi	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Icapital Pe Gp, Llc 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165