Form D · Other Investment Fund

iCapital ASF IX EU Lux Access Fund

New York, NY · CIK 0002015458

Offering snapshot reported Mar 18, 2024 · SEC filing

Reported sold: $14.6M
Investors reported: 37
Minimum accepted: $0
First sale: Mar 4, 2024

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 18, 2024	Initial	$14,635,000	No comparison	37	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-507820

Private placement clients of Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. and affiliates ("Raymond James") may be required to pay an upfront placement fee directly to Raymond James.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Raymond James & Associates, Inc.	705	Raymond James Financial Services, Inc. · CRD 6694

Source: Form D, filed Mar 18, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICAPITAL ASF IX EU LUX ACCESS FUND

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value: $44.3M
Beneficial owners: 80
ADV minimum commitment: $150K

Reported in Form ADV on Sep 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES LTD. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Marketer ALLFUNDS MADRID, Spain Related to adviser: No

Marketer ARDIAN FRANCE FRANCE, France Related to adviser: No

Marketer MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. MADRID, Spain Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

ARDIAN FRANCE
CRD 161887

Filing source

Form ADV 2135827 · Sep 30, 2026 · Schedule D 7.B.(1), fund 805-2229468281

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Vinod Berchtold	Executive
I Capital Luxembourg Strategies Gp Sarl	Promoter
Amelie Nakano	Executive
Tom Slocock	Executive
Michael Stanton	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Compliance Department 60 East 42 Nd Street, 28 Th Floor
New York, NY, 10165