Form D · Other Real Estate
iCap Pacific Northwest Opportunity & Income Fund, LLC
Bellevue, WA · CIK 0001594277
Offering snapshot reported Feb 17, 2015 · SEC filing
- Reported sold
- $46.2M Offering amount: $50M
- Investors reported
- 325 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 20, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,100,000 → $46,204,544
- Reported investors3 → 325
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 17, 2015 | Amendment | $46,204,544 | $43,104,544vs Mar 3, 2014 | 325 | SEC filing |
| Mar 3, 2014 | Initial | $3,100,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.01M
- Finders' fees
- $0
- Form D file number
- 021-212783
This offering closed on December 31, 2014.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Skyway Advisors, LLC | 124630 | |
| Pariter Securities, LLC | 127836 | |
| Advisory Group Equity Services LTD. | 15427 | |
| Ausdal Financial Partners, Inc. | 7995 | |
| Bradley Wealth Management, LLC | 131808 | |
| Chauner Securities, Inc. | 10075 | |
| Claraphi Advisory Network, LLC | 165868 | |
| Cobalt Capital, Inc. | 136161 | |
| IBN Financial Services, Inc. | 42360 | |
| Gardner Financial Services, Inc. | 21000 | |
| iCap Pacific NW Management, LLC | None | |
| Wall Street Strategies, Inc. | 31268 | |
| Merrimac Corporate Securities, Inc. | 35463 | |
| Titan Securities | 131392 |
Source: Form D, filed Feb 17, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris Christensen | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
10900 Ne 8 Th Street Suite 1000
Bellevue, WA, 98004
Bellevue, WA, 98004