Form D · Other Investment Fund

IC Berkeley Partners IV, L.P.

San Francisco, CA · CIK 0001671559

Offering snapshot reported May 15, 2017 · SEC filing

Reported sold
$223M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 15, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$112M$223MApr 26, 2016: $51,020,408.00Apr 26, 2016May 15, 2017: $223,181,818.00May 15, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$51,020,408 → $223,181,818
  • Reported investors6 → 22
  • Minimum accepted$0 → $5,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2017Amendment$223,181,818$172,161,410vs Apr 26, 201622SEC filing
Apr 26, 2016Initial$51,020,408No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.16M
Finders' fees
$0
Form D file number
021-262053

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GREENHILL & CO., LLC40290GREENHILL & CO., LLC · CRD 40290

Source: Form D, filed May 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IC BERKELEY PARTNERS IV, LP

Investment adviser: BERKELEY PARTNERS MANAGEMENT, LLC

Gross asset value
$4.31M
Beneficial owners
16
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian FIFTH THIRD BANK CHICAGO, Illinois, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 1734235 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-3893848342

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Icbp Iv Gp, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Berkeley Partners One Sansome Street, 15 Th Floor
San Francisco, CA, 94104