Form D · Other Banking and Financial Services

IBG LLC

Greenwich, CT · CIK 0001395603

Offering snapshot reported Dec 7, 2021 · SEC filing

Reported sold
$1.55B
Indefinite offering
Investors reported
972
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Nov 30, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$777M$1.55BDec 15, 2020: $17,500,000.00Dec 15, 2020Dec 7, 2021: $1,554,751,000.00Dec 7, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,500,000 → $1,554,751,000
  • Reported investors220 → 972

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 7, 2021Amendment$1,554,751,000$1,537,251,000vs Dec 15, 2020972SEC filing
Dec 15, 2020Initial$17,500,000No comparison220SEC filing
Dec 29, 2011Initial$12,046,000No comparison85SEC filing
Nov 30, 2011Initial$29,154,000No comparison153SEC filing
Nov 2, 2011Initial$28,807,000No comparison164SEC filing
Sep 28, 2011Initial$25,412,000No comparison144SEC filing
Aug 31, 2011Initial$28,265,000No comparison152SEC filing
Jul 28, 2011Initial$21,954,000No comparison156SEC filing
Jun 24, 2011Initial$30,387,000No comparison157SEC filing
Jun 2, 2011Initial$47,055,000No comparison263SEC filing
Apr 27, 2011Initial$43,534,000No comparison223SEC filing
Mar 30, 2011Initial$47,987,000No comparison241SEC filing
Mar 2, 2011Initial$47,934,000No comparison247SEC filing
Feb 2, 2011Initial$46,949,000No comparison244SEC filing
Dec 29, 2010Initial$42,189,000No comparison230SEC filing
Dec 2, 2010Initial$46,610,000No comparison264SEC filing
Oct 28, 2010Initial$41,585,000No comparison233SEC filing
Sep 30, 2010Initial$45,406,000No comparison247SEC filing
Sep 2, 2010Initial$55,698,000No comparison296SEC filing
Jul 29, 2010Initial$50,434,000No comparison279SEC filing
Jun 24, 2010Initial$58,788,000No comparison298SEC filing
Jun 2, 2010Initial$50,758,000No comparison281SEC filing
Apr 29, 2010Initial$50,982,000No comparison283SEC filing
Apr 1, 2010Initial$58,064,000No comparison294SEC filing
Mar 3, 2010Initial$47,567,000No comparison283SEC filing
Jan 28, 2010Initial$53,899,000No comparison270SEC filing
Dec 29, 2009Initial$51,974,000No comparison266SEC filing
Dec 4, 2009Initial$44,744,000No comparison267SEC filing
Oct 29, 2009Initial$48,691,000No comparison255SEC filing
Oct 2, 2009Initial$47,620,000No comparison250SEC filing
Sep 4, 2009Initial$42,918,000No comparison247SEC filing
Jul 30, 2009Initial$45,978,000No comparison226SEC filing
Jul 7, 2009Initial$45,495,000No comparison234SEC filing
May 28, 2009Initial$34,786,000No comparisonNot reportedSEC filing
Apr 30, 2009Initial$36,206,000No comparisonNot reportedSEC filing
Apr 6, 2009Initial$36,757,000No comparisonNot reportedSEC filing
Mar 9, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Feb 2, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Jan 5, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Dec 5, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Nov 3, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Oct 3, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Aug 29, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Aug 4, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jun 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing
May 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Apr 8, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Mar 4, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Feb 4, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jan 7, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Dec 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Nov 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Oct 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 31, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jun 29, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jun 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 4, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 29, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$15.5K
Finders' fees
$0
Form D file number
021-383184
The Issuer paid a commission of $1 per $100,000 principal amount of Notes to Interactive Brokers LLC, the Issuer's broker-dealer affiliate.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Interactive Brokers LLC36418

Source: Form D, filed Dec 7, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul J. Brody Executive
Milan Galik Executive
N/A Interactive Brokers Group, Inc. Promoter
Bradford L. Jacobowitz Executive
Earl H. Nemser Executive
Thomas Peterffy Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
1 Pickwick Plaza
Greenwich, CT, 06830