Form D · Other Banking and Financial Services
IBG LLC
Greenwich, CT · CIK 0001395603
Offering snapshot reported Dec 7, 2021 · SEC filing
- Reported sold
- $1.55B Indefinite offering
- Investors reported
- 972 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Nov 30, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$17,500,000 → $1,554,751,000
- Reported investors220 → 972
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 7, 2021 | Amendment | $1,554,751,000 | $1,537,251,000vs Dec 15, 2020 | 972 | SEC filing |
| Dec 15, 2020 | Initial | $17,500,000 | No comparison | 220 | SEC filing |
| Dec 29, 2011 | Initial | $12,046,000 | No comparison | 85 | SEC filing |
| Nov 30, 2011 | Initial | $29,154,000 | No comparison | 153 | SEC filing |
| Nov 2, 2011 | Initial | $28,807,000 | No comparison | 164 | SEC filing |
| Sep 28, 2011 | Initial | $25,412,000 | No comparison | 144 | SEC filing |
| Aug 31, 2011 | Initial | $28,265,000 | No comparison | 152 | SEC filing |
| Jul 28, 2011 | Initial | $21,954,000 | No comparison | 156 | SEC filing |
| Jun 24, 2011 | Initial | $30,387,000 | No comparison | 157 | SEC filing |
| Jun 2, 2011 | Initial | $47,055,000 | No comparison | 263 | SEC filing |
| Apr 27, 2011 | Initial | $43,534,000 | No comparison | 223 | SEC filing |
| Mar 30, 2011 | Initial | $47,987,000 | No comparison | 241 | SEC filing |
| Mar 2, 2011 | Initial | $47,934,000 | No comparison | 247 | SEC filing |
| Feb 2, 2011 | Initial | $46,949,000 | No comparison | 244 | SEC filing |
| Dec 29, 2010 | Initial | $42,189,000 | No comparison | 230 | SEC filing |
| Dec 2, 2010 | Initial | $46,610,000 | No comparison | 264 | SEC filing |
| Oct 28, 2010 | Initial | $41,585,000 | No comparison | 233 | SEC filing |
| Sep 30, 2010 | Initial | $45,406,000 | No comparison | 247 | SEC filing |
| Sep 2, 2010 | Initial | $55,698,000 | No comparison | 296 | SEC filing |
| Jul 29, 2010 | Initial | $50,434,000 | No comparison | 279 | SEC filing |
| Jun 24, 2010 | Initial | $58,788,000 | No comparison | 298 | SEC filing |
| Jun 2, 2010 | Initial | $50,758,000 | No comparison | 281 | SEC filing |
| Apr 29, 2010 | Initial | $50,982,000 | No comparison | 283 | SEC filing |
| Apr 1, 2010 | Initial | $58,064,000 | No comparison | 294 | SEC filing |
| Mar 3, 2010 | Initial | $47,567,000 | No comparison | 283 | SEC filing |
| Jan 28, 2010 | Initial | $53,899,000 | No comparison | 270 | SEC filing |
| Dec 29, 2009 | Initial | $51,974,000 | No comparison | 266 | SEC filing |
| Dec 4, 2009 | Initial | $44,744,000 | No comparison | 267 | SEC filing |
| Oct 29, 2009 | Initial | $48,691,000 | No comparison | 255 | SEC filing |
| Oct 2, 2009 | Initial | $47,620,000 | No comparison | 250 | SEC filing |
| Sep 4, 2009 | Initial | $42,918,000 | No comparison | 247 | SEC filing |
| Jul 30, 2009 | Initial | $45,978,000 | No comparison | 226 | SEC filing |
| Jul 7, 2009 | Initial | $45,495,000 | No comparison | 234 | SEC filing |
| May 28, 2009 | Initial | $34,786,000 | No comparison | Not reported | SEC filing |
| Apr 30, 2009 | Initial | $36,206,000 | No comparison | Not reported | SEC filing |
| Apr 6, 2009 | Initial | $36,757,000 | No comparison | Not reported | SEC filing |
| Mar 9, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 2, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 5, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 5, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 29, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 31, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 29, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 29, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $15.5K
- Finders' fees
- $0
- Form D file number
- 021-383184
The Issuer paid a commission of $1 per $100,000 principal amount of Notes to Interactive Brokers LLC, the Issuer's broker-dealer affiliate.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Interactive Brokers LLC | 36418 |
Source: Form D, filed Dec 7, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul J. Brody | Executive |
| Milan Galik | Executive |
| N/A Interactive Brokers Group, Inc. | Promoter |
| Bradford L. Jacobowitz | Executive |
| Earl H. Nemser | Executive |
| Thomas Peterffy | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Greenwich, CT, 06830