Form D · Other
iANTHUS CAPITAL HOLDINGS, INC.
Toronto, A6 · CIK 0001643154
Offering snapshot reported Mar 18, 2020 · SEC filing
- Reported sold
- $26.6M Offering amount: $32M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 15, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$5,000,000 → $26,593,333
- Reported investors1 → 3
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2020 | Amendment | $26,593,333 | $21,593,333vs Mar 28, 2019 | 3 | SEC filing |
| Aug 13, 2019 | Amendment | $12,563,845 | $90,975vs Nov 23, 2018 | 57 | SEC filing |
| Apr 18, 2019 | Amendment | $420,000 | $300,000vs Nov 6, 2018 | 2 | SEC filing |
| Mar 28, 2019 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
| Mar 4, 2019 | Initial | $482,576 | No comparison | 2 | SEC filing |
| Nov 29, 2018 | Initial | $475,000 | No comparison | 1 | SEC filing |
| Nov 29, 2018 | Initial | $160,000 | No comparison | 1 | SEC filing |
| Nov 23, 2018 | Amendment | $12,472,870 | $15,407vs May 17, 2018 | 56 | SEC filing |
| Nov 6, 2018 | Initial | $120,000 | No comparison | 1 | SEC filing |
| Oct 12, 2018 | Initial | $587,634 | No comparison | 5 | SEC filing |
| Jul 10, 2018 | Initial | $342,220 | No comparison | 2 | SEC filing |
| May 29, 2018 | Initial | $10,000,001 | No comparison | 2 | SEC filing |
| May 29, 2018 | Initial | $40,000,000 | No comparison | 2 | SEC filing |
| May 17, 2018 | Amendment | $12,457,463 | $4,428,807vs Feb 20, 2018 | 54 | SEC filing |
| Apr 24, 2018 | Initial | $4,113,323 | No comparison | 8 | SEC filing |
| Mar 16, 2018 | Initial | $0 | No comparison | 6 | SEC filing |
| Mar 16, 2018 | Initial | $0 | No comparison | 5 | SEC filing |
| Feb 20, 2018 | Initial | $8,028,656 | No comparison | 16 | SEC filing |
| Feb 1, 2018 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
| Feb 1, 2018 | Initial | $30,500,000 | No comparison | 72 | SEC filing |
| Dec 5, 2017 | Initial | $2,227,645 | No comparison | 20 | SEC filing |
| Dec 5, 2017 | Initial | $0 | No comparison | 1 | SEC filing |
| Nov 29, 2017 | Amendment | $0 | $0vs Oct 18, 2017 | 4 | SEC filing |
| Oct 18, 2017 | Initial | $3,000,000 | No comparison | 4 | SEC filing |
| Oct 18, 2017 | Initial | $0 | No comparison | 4 | SEC filing |
| Jun 28, 2017 | Initial | $82,682 | No comparison | 2 | SEC filing |
| Dec 20, 2016 | Initial | $51,562 | No comparison | 2 | SEC filing |
| Dec 20, 2016 | Amendment | $46,507 | $26,562vs Oct 7, 2016 | 2 | SEC filing |
| Nov 30, 2016 | Initial | $1,111,468 | No comparison | 27 | SEC filing |
| Oct 7, 2016 | Initial | $19,945 | No comparison | 2 | SEC filing |
| Oct 7, 2016 | Initial | $8,998,907 | No comparison | 8 | SEC filing |
| May 27, 2015 | Initial | $40,980 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-335968
Total Offering Amount: (a) $26M Debentures; (b) $3,993,777* interest plus (c) $1,999,994 warrants (311041x$6.43). There is no assurance the warrants, expiring 15-Mar-2022, will be exercised. *Interest payable subject to decrease if principal is converted.
Unsecured 8% convertible debenture due March 15, 2023; principal convertible at $5.92/common share, and up to 50% of interest convertible at market price. Plus warrants.
Source: Form D, filed Mar 18, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ethan Anderson | Executive |
| Richard Boxer | Executive |
| Joy Chen | Director |
| Ray Chevalier | Executive |
| Savio Chiu | Executive |
| David Eaton | Director |
| Diane M Ellis | Director |
| Hadley Ford | Director, Executive, Promoter |
| Robert Galvin | Director |
| John Henderson | Executive |
| Julius Kalcevich | Director, Executive |
| Todd Karnig | Executive |
| Herrick Lau | Director |
| Randy Maslow | Director, Executive |
| Michael P Muldowney | Director |
| Carlos Perea | Executive |
| Robert Petch | Director |
| Paul Rosen | Director |
| Ronan Sabo Walsh | Director |
| Elizabeth Stavola | Director, Executive |
| Pat Tiernan | Executive |
| David Velisek | Director, Executive |
| Robert M Whelan Jr. | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 2740, 22 Adelaide Street
Toronto, A6, M5H 4E3
Toronto, A6, M5H 4E3