Form D · Hedge Fund

IAM Mini-Fund 30 Ltd

George Town, Grand Cayman, E9 · CIK 0001518332

Offering snapshot reported Mar 6, 2012 · SEC filing

Reported sold: $50M
Investors reported: 2
Minimum accepted: $1M
First sale: Dec 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,000,000 → $50,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2012	Amendment	$50,000,000	$25,000,000vs Apr 20, 2011	2	SEC filing
Apr 20, 2011	Initial	$25,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-158692

The Sponsor and the Advisor may compensate any registered broker-dealer by payment of a portion of their management and incentive fees.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
AVM, L.P.	16710

Source: Form D, filed Mar 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IAM MINI-FUND 30 LIMITED

Investment adviser: III CAPITAL MANAGEMENT

Gross asset value: $0
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Dec 5, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADMIRAL ADMINISTRATION LLC GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Marketer JAMES RIVER SECURITIES CORP. MANAKIN-SABOT, Virginia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JAMES RIVER SECURITIES CORP.
CRD 38477 · SEC 8-48270

Filing source

Form ADV 684177 · Dec 5, 2012 · Schedule D 7.B.(1), fund 805-9204728325

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin M. Brandt	Director, Executive
John Cieslowski	Executive
Lester Coyle	Executive
Michael D'souza	Director
Francis Feeney	Executive
John Franklin	Director
Garth Friesen	Executive
Robert Hart	Executive
N/A Iii Offshore Advisors	Promoter
N/A James River Capital Corp.	Promoter
William P. Mc Cauley	Executive
Bill Mc Cauley	Executive
Laura Mc Grath	Director
Afif Mlika	Director
Warren Mosler	Executive
Robert Printz	Executive
Michael Reger	Executive
Paul Saunders	Director, Executive
Sanjiv Sharma	Executive
Clifford Viner	Executive
Canover Watson	Director
Scott Wyler	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Admiral Administration Ltd. Admiral Financial Center, 90 Fort Street
George Town, Grand Cayman, E9, KY1-1208