Form D · Hedge Fund

HUMMINGBIRD US FUND, LP

Elkhart, IN · CIK 0001676274

Offering snapshot reported Jun 9, 2016 · SEC filing

Reported sold: $70.9M
Investors reported: 21
Minimum accepted: $1M
First sale: Jul 28, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 9, 2016	Initial	$70,927,906	No comparison	21	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-264681

Source: Form D, filed Jun 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HUMMINGBIRD US FUND, LP

Investment adviser: HUMMINGBIRD PARTNERS, LLC

Gross asset value: $75.2M
Beneficial owners: 20
ADV minimum commitment: $1M

Reported in Form ADV on May 17, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

PERSHING LLC
SEC 8-17574

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1116102 · May 17, 2017 · Schedule D 7.B.(1), fund 805-3329543012

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Frank Martin	Executive
Hummingbird Partners Gp, Llc	Executive
Hummingbird Partners, Llc	Promoter
Yu Lung (Peter) Wong	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Hummingbird Partners, Llc 300 Nibco Parkway, Suite 301
Elkhart, IN, 46516