Form D · Other
Color Star Technology Co., Ltd.
New York, NY · CIK 0001747661
Offering snapshot reported Sep 25, 2020 · SEC filing
- Reported sold
- $6.53M Offering amount: $6.53M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $151K Reported outside-investor minimum
- First sale
- Sep 15, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 25, 2020 | Initial | $6,534,000 | No comparison | 11 | SEC filing |
| Jul 23, 2020 | Initial | $4,192,500 | No comparison | 4 | SEC filing |
| May 15, 2020 | Initial | $1,430,000 | No comparison | 4 | SEC filing |
| Apr 3, 2020 | Initial | $1,500,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-376422
The subject warrants and the underlying shares are issued in a private placement relating to a registered offering closed on Sep. 17. The issuer hasn't received such $6,534,000 and won't receive any proceeds unless such warrants are exercised in cash.
Maxim Group LLC received $462,000 as its commissions and certain expenses for the registered direct offering. No separate commissions or fees were paid to it in connection with the private placement of the warrants described herein.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 281147 |
Source: Form D, filed Sep 25, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wei Fang | Director |
| Lili Jiang | Director, Executive |
| Hung Jen Kuo | Director |
| Yang Liu | Director, Executive |
| Biao Lu | Director, Executive |
| Wei Pei | Director |
| Yingxian Xiang | Director |
| Xiaoyuan Zhang | Director |
| Yan Zhang | Director |
Issuer details
Industry: Other (See others in industry)
Address:
800 3 Rd Ave Suite 2800
New York, NY, 10022
New York, NY, 10022