Form D · Retailing
Hudson's Bay Co
Toronto, A6 · CIK 0001563377
Offering snapshot reported Nov 30, 2012 · SEC filing
- Reported sold
- $4.74M Offering amount: $4.74M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 19, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 30, 2012 | Initial | $4,737,900 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $237K
- Finders' fees
- $0
- Form D file number
- 021-187719
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Stephen N. Wolanske · CRD 1969224 |
Source: Form D, filed Nov 30, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stuart Auld | Executive |
| Robert C. Baker | Director |
| Richard A. Baker | Director, Executive |
| Bonnie Brooks | Executive |
| Michael Culhane | Executive |
| Deborah Edwards | Executive |
| Lucas Evans | Executive |
| Idalia Farrajota | Executive |
| Jarrod Johanns | Executive |
| David G. Leith | Director |
| William L. Mack | Director |
| Marc Metrick | Executive |
| Lee Neibart | Director |
| Brian Pall | Executive |
| Denise Pickett | Director |
| David Pickwoad | Executive |
| Wayne Pommen | Director |
| Sheila Rider | Executive |
| Elizabeth Rodbell | Executive |
| Earl Rotman | Director |
| Matthew Rubel | Director |
| Christopher Sim | Executive |
| William Tracy | Executive |
| Mary Turner | Executive |
| Donald W. Watros | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
401 Bay Street Suite 500
Toronto, A6, M5H 2Y4
Toronto, A6, M5H 2Y4