Form D · Hedge Fund

HT ASIAN ALPHA AMOEBA FUND

Hong Kong, K3 · CIK 0001582051

Offering snapshot reported Aug 22, 2014 · SEC filing

Reported sold: $4.5M
Investors reported: 1
Minimum accepted: $250K
First sale: Jun 1, 2007

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 22, 2014	Initial	$4,500,000	No comparison	1	SEC filing
Aug 6, 2013	Initial	$4,500,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-223488

Source: Form D, filed Aug 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HT ASIAN ALPHA AMOEBA FUND

Investment adviser: HT CAPITAL MANAGEMENT LIMITED

Gross asset value: $125M
Beneficial owners: 38
ADV minimum commitment: $250K

Reported in Form ADV on Nov 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS HONG KONG, Hong Kong

Auditor PRICEWATERHOUSECOOPERS CAYMAN, Cayman Islands

Custodian HSBC TRUSTEE (CAYMAN) LIMITED CAYMAN, Cayman Islands Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 954529 · Nov 2, 2015 · Schedule D 7.B.(1), fund 805-9850993237

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter H. Fletcher	Director
Ht Capital International Limited	Executive
Ht Capital Management Limited	Executive
Karl M. Hurst	Director
Gregoire Notz	Director
Ophelia T.M. Tong	Director
H.W.R. Baron Van Tuyll Van Serooskerken	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ht Capital Management Limited 2221 Two Pacific Place, 88 Queensway
Hong Kong, K3, 00000