Form D · Venture Capital Fund

HSI Energy Vault I LLC

Los Angeles, CA · CIK 0001836671

Offering snapshot reported Apr 12, 2021 · SEC filing

Reported sold
$9.98M
Offering amount: $9.98M
Investors reported
33
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.99M$9.98MApr 8, 2021: $9,980,000.00Apr 8, 2021Apr 12, 2021: $9,980,000.00Apr 12, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2021Amendment$9,980,000$0vs Apr 8, 202133SEC filing
Apr 8, 2021Initial$9,980,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$17.5K
Finders' fees
$0
Form D file number
021-395011

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
MATT RISING7290953GT SECURITIES · CRD 116012

Source: Form D, filed Apr 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HSI ENERGY VAULT I LLC

Investment adviser: HELENA SPECIAL INVESTMENTS LLC

Gross asset value
$3.68M
Beneficial owners
38
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian MORGAN STANLEY BEVERLY HILLS, California, United States Related to adviser: No
Marketer GT SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GT SECURITIES, INC.
CRD 116012 · SEC 8-53527

Filing source

Form ADV 1824145 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-7090560575

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Henry Elkus Executive
Samuel Feinburg Executive
N/A Helena Special Investments Gp Llc Executive
N/A Helena Special Investments Llc Executive
Elkus Henry Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Helena Special Investments Llc 515 S. Flower St., Suite 5100
Los Angeles, CA, 90071