Form D · Other Investment Fund
HSH-Huskies Co-Investor II, L.P.
Birmingham, AL · CIK 0001702279
Offering snapshot reported Mar 29, 2017 · SEC filing
- Reported sold
- $5M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 14, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2017 | Initial | $5,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-283582
HMC Investments, Inc. ("HMCI"), an affiliate of the Issuer, serves as the Issuer's placement agent. The Issuer's investment manager pays all fees of HMCI, none of which are based on sales volumes.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HMC Investments, Inc. | 40581 |
Source: Form D, filed Mar 29, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HSH-HUSKIES CO-INVESTOR II, LP
Investment adviser: HARBERT FUND ADVISORS, LLC
- Gross asset value
- $7.65M
- Beneficial owners
- 2
- ADV minimum commitment
- $2M
Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Filing source
Form ADV 1285076 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-8683281157
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| [None] Harbert Management Corporation | Executive |
| [None] Hsh I Gp, Llc | Executive |
| Trent Johnson | Executive |
| Brian Landrum | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Birmingham, AL, 35203