Form D · Other Investment Fund
HSBC Specialist Funds
Luxembourg, N4 · CIK 0001518199
Offering snapshot reported Apr 14, 2011 · SEC filing
- Reported sold
- $8M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 23, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 14, 2011 | Initial | $8,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
This is a continuous offering.
The Promoter may from time to time make payments to HSBC Securities (USA) Inc. in respect of distribution activities and other services.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HSBC Securities (USA) Inc. | 19585 | HSBC Securities (USA) Inc. · CRD 19585 |
Source: Form D, filed Apr 14, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Deleage Didier | Director |
| N/A N/A Hsbc Global Asset Management (Uk) Ltd. | Promoter |
| Richard Long | Director |
| Sylvie Vigneaux | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
16, Boulevard D'avranches
Luxembourg, N4, L-1160
Luxembourg, N4, L-1160