Form D · Other Investment Fund
HSBC Global Investment Funds - Global Emerging Markets Equity
Grand Duchy, N4 · CIK 0001484643
Offering snapshot reported Mar 22, 2010 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 22, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
This is a continuous offering. The first sale by HSBC Securities (USA) Inc. ("HSBC"), has not occurred. Prior to the involvement of HSBC, an aggregate amount of $12,000,000 was sold to 14 investors in the United States.
The Manager may from time to time engage in revenue sharing with its affiliates who provide client servicing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| HSBC Securities (USA) Inc. | 19585 | HSBC Securities (USA) Inc. · CRD 19585 |
Source: Form D, filed Mar 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thies Clemenz | Director, Executive |
| Didier Deleage | Director, Executive |
| David Dibben | Director, Executive |
| George Efthimiou | Director, Executive |
| Jennifer Foo Chin Hau Kau Fong | Director, Executive |
| N/A N/A Hsbc Investment Funds (Luxembourg) S.A. | Promoter |
| David Silvester | Director, Executive |
| Edmund Stokes | Director, Executive |
| Sylvie Vigneaux | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
16, Boulevard D'avranches L 1160
Grand Duchy, N4, 00000
Grand Duchy, N4, 00000