Form D · Other Investment Fund

HS Union Station OZ Fund - A, LLC

Atlanta, GA · CIK 0001797384

Offering snapshot reported Nov 2, 2022 · SEC filing

Reported sold
$3.9M
Offering amount: $30M
Investors reported
24
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 31, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.95M$3.9MJan 6, 2020: $1,095,000.00Jan 6, 2020Jan 20, 2021: $2,320,000.00Jan 20, 2021Nov 2, 2022: $3,901,133.00Nov 2, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,320,000 → $3,901,133
  • Reported investors15 → 24

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 2, 2022Amendment$3,901,133$1,581,133vs Jan 20, 202124SEC filing
Jan 20, 2021Amendment$2,320,000$1,225,000vs Jan 6, 202015SEC filing
Jan 6, 2020Initial$1,095,000No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$205K (estimated)
Finders' fees
$0
Form D file number
021-357300
Includes both sales commissions and due diligence fees.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Emerson Equity LLC130032Michael Crimmins · CRD 2152314
Purshe Kaplan Sterling Investments35747Steven Carmandalian · CRD 2713564
Cabot Lodge Securities LLC159712Clark Steven Penney · CRD 5539813

Source: Form D, filed Nov 2, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jason Kyle Cordon Director
Michael R. Crimmins Director
Devlin H. Dwyer Director
Oz Friedmann Director
N/A Hatteras Sky Equity, Llc Director
N/A Hatteras Sky, Llc Director
N/A Hs Union Station Fund Manager, Llc Director
Amy Michaelson Kelly Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
999 Peachtree Street Ne Suite 1120
Atlanta, GA, 30309