Form D · Private Equity Fund
HRJ Global Buy-Out III (U.S.), L.P.
Menlo Park, CA · CIK 0001410333
Offering snapshot reported Sep 30, 2009 · SEC filing
- Reported sold
- $39M Indefinite offering
- Investors reported
- 59 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 17, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2009 | Amendment | $39,003,503 | No comparison | 59 | SEC filing |
| Feb 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 21, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 21, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 17, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-107682
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Randall S. Winters | None | E.L.K. Capital Advisors |
Source: Form D, filed Sep 30, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HRJ GLOBAL BUY-OUT III (US), L.P.
Investment adviser: CAPITAL DYNAMICS, INC.
- Gross asset value
- $2.14M
- Beneficial owners
- 86
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Filing source
Form ADV 2060533 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3683381311
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Cdhrj Gbo Iii (Us) Gp, Llc Cdhrj Gbo Iii (Us) Gp, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Menlo Park, CA, 94025