Form D · Other Investment Fund

HPS - Opportunistic CLO Fund, L.P.

New York, NY · CIK 0001659215

Offering snapshot reported Dec 18, 2015 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $1
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 18, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-253447

Estimated fees may have been paid to JPM and Citi from other sources and may continue to be paid, but are unknown to the Issuer and cannot be estimated.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC ("JPM")	79	J.P. Morgan Securities LLC · CRD 79
J.P. Morgan Institutional Investments Inc. ("JPMII")	102920	J.P. Morgan Institutional Investments Inc. · CRD 102920
Citi Private Advisory LLC	153777

Source: Form D, filed Dec 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPPORTUNISTIC CLO FUND, L.P.

Investment adviser: HPS INVESTMENT PARTNERS, LLC

Gross asset value: $22.9M
Beneficial owners: 5
ADV minimum commitment: $1

Reported in Form ADV on Feb 24, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1608151 · Feb 24, 2022 · Schedule D 7.B.(1), fund 805-2442881222

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Crawshaw	Director
Clive Harris	Director
Highbridge Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 West 57 Th Street
New York, NY, 10019