Form D · Other Investment Fund

HPS CLO Offshore Feeder Fund 2015, L.P.

New York, NY · CIK 0001662425

Offering snapshot reported Jun 1, 2016 · SEC filing

Reported sold
$3.5M
Offering amount: $3.5M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.75M$3.5MDec 31, 2015: $1,000,000.00Dec 31, 2015Jun 1, 2016: $3,500,000.00Jun 1, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000,000 → $3,500,000
  • Reported investors3 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 1, 2016Amendment$3,500,000$2,500,000vs Dec 31, 201511SEC filing
Dec 31, 2015Initial$1,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$71.3K
Finders' fees
$0
Form D file number
021-254260
PLACEMENT FEES ARE PAID DIRECTLY BY THE INVESTORS TO THE PLACEMENT AGENT AND DO NOT REDUCE THE AMOUNTS AVAILABLE FOR INVESTMENT BY THE ISSUER.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CITIGROUP GLOBAL MARKETS INC.7059

Source: Form D, filed Jun 1, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HPS CLO OFFSHORE FEEDER FUND 2015, L.P.

Investment adviser: CITI GLOBAL ALTERNATIVES, LLC

Gross asset value
$2.04M
Beneficial owners
88
ADV minimum commitment
$250K

Reported in Form ADV on Apr 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: Yes
Marketer CITIBANK EUROPE PLC (UK BRANCH) LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK N.A. GENEVA BRANCH GENEVA, Switzerland Related to adviser: Yes
Marketer CITIBANK, N.A., HONG KONG BRANCH HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIBANK N.A., JERSEY BRANCH ST HELIER, Jersey Related to adviser: Yes
Marketer CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer CITIBANK, N.A. NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: Yes
Marketer CITIBANK N.A., SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: Yes
Marketer CITIBANK N.A. ZURICH BRANCH ZURICH, Switzerland Related to adviser: Yes
Marketer CITIBANK (SWITZERLAND) AG ZURICH, Switzerland Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS ASIA LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 1366

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1749734 · Apr 4, 2023 · Schedule D 7.B.(1), fund 805-8115665172

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Julie A. Gilbert Director
Robert S. Mautner Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citi Private Advisory, Llc 399 Park Avenue, Mezzanine
New York, NY, 10022