Form D · Other Real Estate
HPI Waterford Landing DST
Old Lyme, CT · CIK 0001652024
Offering snapshot reported Dec 14, 2015 · SEC filing
- Reported sold
- $9.1M Offering amount: $9.95M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $200K Reported outside-investor minimum
- First sale
- Dec 7, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 14, 2015 | Initial | $9,097,410 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $607K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-252997
Amount includes selling commissions and allowances for marketing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Orchard Securities LLC | 133378 | Orchard Securities LLC · CRD 133378 |
| Jim Lund | 1713921 | Concorde Investment Services Inc. · CRD 151604 |
| Corbin Thomas | 4234748 | McDermott Investment Services · CRD 154926 |
| Trawnegan Gall | 6266415 | Sandlapper Securities LLC · CRD 137906 |
| John P. Harvey Jr. | 4227692 | Sandlapper Securities LLC · CRD 137906 |
| J.R. Broadbent | 3132498 | DFPG Investments Inc. · CRD 1555576 |
| Robert R. Tweed | 2339324 | Cabot Lodge Securities LLC · CRD 159712 |
| Stephen Holt | 5900842 | Lighthouse Capital Group LLC · CRD 169135 |
| Dwight Kay | 5376903 | Colorado Financial Service Corporation · CRD 104343 |
| Michael A. Bendix | 5379777 | DFPG Investments Inc. · CRD 155576 |
| Stephen K. Davis | 1015132 | American Portfolios Financial Services Inc. · CRD 18487 |
| Joseph Michaletz | 1327534 | Concorde Investment Services Inc. · CRD 151604 |
Source: Form D, filed Dec 14, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Hamilton Point Investments Llc | Executive |
| N/A Hpi Waterford Landing Trust Manager Llc | Executive |
| John David Kelsey | Executive |
| Matthew A. Sharp | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2 Huntley Road
Old Lyme, CT, 06371
Old Lyme, CT, 06371