Form D · Private Equity Fund

HPH Specialized Fund 1, L.P.

Fort Lauderdale, FL · CIK 0001685007

Offering snapshot reported Feb 10, 2017 · SEC filing

Reported sold: $228M
Investors reported: 3
Minimum accepted: $5M
First sale: Sep 7, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors2 → 3

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2017	Amendment	$228,342,857	No comparison	3	SEC filing
Sep 20, 2016	Initial	Yet to sell	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $611K
Finders' fees: $0
Form D file number: 021-270958

Commission payable in 3 annual installments. $203,586.67 has been paid to date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Hollister Associates, LLC	173366

Source: Form D, filed Feb 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HPH SPECIALIZED FUND I, LP

Investment adviser: WM PARTNERS, LP

Gross asset value: $16.1M
Beneficial owners: 14
ADV minimum commitment: $5M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON FORT LAUDERDALE, Florida, United States

Custodian BANK OF AMERICA FORT LAUDERDALE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON
PCAOB 248

Filing source

Form ADV 1285690 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-9617197836

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ernesto Carrizosa	Director, Executive
Jose Minski	Executive
Alejandro Weinstein	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1815 Griffin Road Suite 404
Fort Lauderdale, FL, 33004