Form D · Other

HPEV, INC.

Tampa, FL · CIK 0001399352

Offering snapshot reported Oct 24, 2014 · SEC filing

Reported sold: $5.73M
Investors reported: 90
Minimum accepted: $5K
First sale: May 16, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$930,000 → $5,729,900
Reported investors17 → 90
Minimum accepted$20,000 → $5,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2014	Amendment	$5,729,900	$4,799,900vs Feb 12, 2014	90	SEC filing
Feb 12, 2014	Initial	$930,000	No comparison	17	SEC filing

Offering details

Securities: Equity, Option to acquire
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $87.2K
Finders' fees: $0
Form D file number: 021-211836

Plus, 248,000 warrants with a $0.60 exercise price and 42,667 warrants with a $0.56 exercise price

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Drexel Hamilton	143570
Monarch Bay Securities, LLC	141391

Source: Form D, filed Oct 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Theodore Banzhaf	Executive
Judson Bibb	Director, Executive
Timothy Hassett	Director, Executive
Mark Hodowanec	Executive
Quentin Ponder	Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:

8875 Hidden River Parkway Suite 300
Tampa, FL, 33637