Form D · Private Equity Fund

HPEP 4, LP

Austin, TX · CIK 0001865214

Offering snapshot reported Jun 2, 2021 · SEC filing

Reported sold
$59.5M
Indefinite offering
Investors reported
59
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 18, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 2, 2021Initial$59,500,000No comparison59SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$665K (estimated)
Form D file number
021-401479
Each finder is licensed as a Finder with the Texas State Securities Board and will be paid a fee by the investment manager equal to 10% of its management fee and its fees from future investment vehicles attributable to the finder's referred investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stephanie ScheafferNone
Merrill LaguartaNone

Source: Form D, filed Jun 2, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Glasgow Executive
Ron Harris Executive
N/A Harris Preston & Partners, Llc Promoter
N/A Hpep 4 Gp, Llc Director
Shelley Mc Afee Executive
Charles Preston Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2901 Via Fortuna Building 6, Suite 550
Austin, TX, 78746