Form D · Hedge Fund

Houston Ventures III (Institutional), LP

Houston, TX · CIK 0001534352

Offering snapshot reported Nov 19, 2012 · SEC filing

Reported sold
$13.1M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 9, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.54M$13.1MNov 28, 2011: $10,811,200.00Nov 28, 2011Nov 19, 2012: $13,071,066.00Nov 19, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,811,200 → $13,071,066
  • Reported investors25 → 33

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 19, 2012Amendment$13,071,066$2,259,866vs Nov 28, 201133SEC filing
Nov 28, 2011Initial$10,811,200No comparison25SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$345K (estimated)
Finders' fees
$0
Form D file number
021-169291
Responses in Items #13 and #14 are estimates.
Estimate may be paid to Sanders over the next 12 months.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
SANDERS MORRIS HARRIS INC. ("Sanders")20580SANDERS MORRIS HARRIS INC. · CRD 20580

Source: Form D, filed Nov 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HOUSTON VENTURES III (INSTITUTIONAL), L.P.

Investment adviser: HOUSTON VENTURES III MANAGEMENT, LLC

Gross asset value
$15.5M
Beneficial owners
31
ADV minimum commitment
$10K

Reported in Form ADV on Jul 15, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MCCONNELL & JONES, LLP HOUSTON, Texas, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MCCONNELL & JONES, LLP
PCAOB 869

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 2003684 · Jul 15, 2025 · Schedule D 7.B.(1), fund 805-2916300677

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Davis Executive
James Newell Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Travis St Ste 6100
Houston, TX, 77002