Form D · Hedge Fund
Houston Global Fund LP
Houston, TX · CIK 0001509092
Offering snapshot reported Mar 31, 2014 · SEC filing
- Reported sold
- $3.76M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Mar 11, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$3,759,502 → $3,764,314
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 31, 2014 | Amendment | $3,764,314 | $4,812vs Mar 28, 2014 | 9 | SEC filing |
| Mar 28, 2014 | Amendment | $3,759,502 | $258,502vs Mar 26, 2013 | 9 | SEC filing |
| Mar 26, 2013 | Initial | $3,501,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-193961
Limited Partnership interests in a pooled investment fund. Interests may be redeemed and issued pursuant to the terms of the Issuer's partnership agreement.
Houston Global Investors, LLC, the former investment manager of the Fund, was acquired by Avalon Advisors, LLC on 03/28/2013. Avalon Advisors, LLC was the investment advisor to the Fund from 3/28/2013. No finders' fees were paid from 2013 to date.
Source: Form D, filed Mar 31, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HOUSTON GLOBAL FUND, LP
Investment adviser: AVALON ADVISORS LLC
- Gross asset value
- $0
- Beneficial owners
- 7
- ADV minimum commitment
- $250K
Reported in Form ADV on May 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
JEFFERIES LLC
SEC 8-15074
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Filing source
Form ADV 906790 · May 1, 2015 · Schedule D 7.B.(1), fund 805-3505950272
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Avalon Advisors, Llc | Promoter |
| N/A N/A Avalon Houston Global Fund Gp, Llc | Promoter |
| John, Jr. J. Garrett | Executive |
| Robert P. Gauntt | Executive |
| N/A N/A Houston Global Fund Gp, Llc | Promoter |
| . Houston Global Investors Llc | Executive |
| Willie T. Langston | Executive |
| Henry J. Lartigue | Executive |
| Kevin J. Lilly | Executive |
| Jean P. Malo | Executive |
| Shereata K. Pontius | Executive |
| Catherine S. Woodruff | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Houston, TX, 77019-7100