Form D · Commercial Banking
HOTC Investment Co.
Wray, CO · CIK 0001525359
Offering snapshot reported Jul 12, 2011 · SEC filing
- Reported sold
- $400K Offering amount: $653K
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $130 Reported outside-investor minimum
- First sale
- Jun 30, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2011 | Initial | $400,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 04, 05, 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-162695
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Jul 12, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert D. Buchanan | Director |
| George Peaker | Director |
| Robert L. Schneider | Director |
| Craig E. Soehner | Director, Executive |
| Curt Soehner | Director |
| Alan D. Wilson | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
300 Clay Street
Wray, CO, 80758
Wray, CO, 80758