Form D · Oil and Gas
Horn Petroleum Corp
Vancouver, A1 · CIK 0001528102
Offering snapshot reported Jun 20, 2012 · SEC filing
- Reported sold
- $3.85M Offering amount: $14.7M
- Investors reported
- 123 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 8, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 20, 2012 | Initial | $3,850,814 | No comparison | 123 | SEC filing |
| Aug 16, 2011 | Initial | $11,514,676 | No comparison | 246 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-180056
The additional $10,888,501 may be received upon exercise of share purchase warrants sold both inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on June 8, 2012, which was Cdn$1.0332=US$1.00.
Each unit is comprised of one common share and one-half of one share purchase warrant. Each whole warrant is exercisable for one common share at an exercise price of Cdn$1.20 per share for a period of two years, subject to a forced exercise provision.
Finders received 255,000 units. Each unit is comprised of 1 common share and 1/2 of 1 share purchase warrant. Each whole warrant is exercisable for 1 common share, exercisable at Cdn$1.20 for 2 years with respect to the US portion of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Global Resource Investments, Ltd. | 35878 | |
| Jeffrey Howard | 2246364 | |
| Eric James Angeli | 4823775 | |
| Steve L. Todoruk | 4632139 | |
| Michael I. Kosowan | 4213379 | |
| Arthur Richards Rule IV | 1441130 | |
| Laidlaw & Company (UK) Ltd. | 119037 |
Source: Form D, filed Jun 20, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Atkinson | Director |
| Ronda Fullerton | Executive |
| Ian Gibbs | Director |
| David Grellman | Executive |
| Keith C. Hill | Director |
| Jeromie Kufflick | Executive |
| Randy Neely | Director |
| Alistair Murray Sinclair | Director, Executive |
| Michael D. Winn | Director |
| Wojtek Wodzicki | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
885 West Georgia Street, Suite 2000
Vancouver, A1, V6C 3E8
Vancouver, A1, V6C 3E8