Form D · Venture Capital Fund

Hopen Life Science Fund II LP

Grand Rapids, MI · CIK 0001512497

Offering snapshot reported Mar 5, 2013 · SEC filing

Reported sold
$40M
Offering amount: $100M
Investors reported
19
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 17, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20M$40MMar 6, 2012: $37,925,500.00Mar 6, 2012Mar 5, 2013: $40,021,250.00Mar 5, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$37,925,500 → $40,021,250
  • Reported investors15 → 19
  • Minimum accepted$3,000,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2013Amendment$40,021,250$2,095,750vs Mar 6, 201219SEC filing
Mar 6, 2012Initial$37,925,500No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-174393
Although the Issuer has established a minimum investment amount of $250,000, the General Partner may accept minimum investment amounts less than $250,000 in its discretion.

Source: Form D, filed Mar 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HOPEN LIFE SCIENCE FUND II, L.P.

Investment adviser: HOPEN LS MANAGER II, LLC

Gross asset value
$24.1M
Beneficial owners
19
ADV minimum commitment
$250K

Reported in Form ADV on Feb 1, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PLANTE & MORAN, PLLC GRAND RAPIDS, Michigan, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 971797 · Feb 1, 2016 · Schedule D 7.B.(1), fund 805-8497711480

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Buschert Executive
Gerald Callahan Executive
Michael Fulton Executive
Mark Olesnavage Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
171 Monroe Avenue Nw Suite 410
Grand Rapids, MI, 49503