Form D · Commercial Banking
HomeTown Bankshares Corp
Roanoke, VA · CIK 0001461640
Offering snapshot reported Dec 30, 2015 · SEC filing
- Reported sold
- $7.5M Offering amount: $7.5M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 18, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 30, 2015 | Initial | $7,500,000 | No comparison | 11 | SEC filing |
| Jul 11, 2013 | Initial | $14,000,000 | No comparison | 52 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $225K
- Finders' fees
- $0
- Form D file number
- 021-254195
Sandler O'Neill + Partners, L.P. was paid 3.0% of the aggregate purchase price of the notes as a placement agent fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill + Partners, L.P. | 23328 |
Source: Form D, filed Dec 30, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nancy Howell Agee | Director |
| George B Cartledge, Jr. | Director |
| Warner Dalhouse | Director |
| Marc S Fink | Director |
| Victor F Foti | Director |
| Daniel D Hamrick | Director |
| Laurie C Hart | Executive |
| Charles W Maness, Jr. | Executive |
| William C Moses | Executive |
| Terrance E O'shaughnessy | Executive |
| William R Rakes | Director |
| Susan K Still | Director, Executive |
| James M Turner, Jr. | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
202 S. Jefferson Street
Roanoke, VA, 24011
Roanoke, VA, 24011