Form D · Private Equity Fund

HoldCo Opportunities Fund, L.P.

New York, NY · CIK 0001597044

Offering snapshot reported Jan 14, 2014 · SEC filing

Reported sold: $50.5M
Investors reported: 2
Minimum accepted: $0
First sale: Dec 13, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2014	Initial	$50,500,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-210075

Source: Form D, filed Jan 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HOLDCO OPPORTUNITIES FUND, L.P.

Investment adviser: HOLDCO ASSET MANAGEMENT, LP

Gross asset value: $1.62M
Beneficial owners: 17
ADV minimum commitment: $400K

Reported in Form ADV on Apr 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SHORT HILLS, New Jersey, United States

Custodian TD BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer BCW SECURITIES LLC WESTPORT, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

TD BANK, NATIONAL ASSOCIATION
LEI 03D0JEWFDFUS0SEEKG89

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

BCW SECURITIES LLC
CRD 144930 · SEC 8-67685

Filing source

Form ADV 1755488 · Apr 24, 2023 · Schedule D 7.B.(1), fund 805-3075159016

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HoldCo Opportunities Fund, L.P. (this fund)	Jan 14, 2014	$50,500,000	2
HoldCo Opportunities Fund II, LP	May 26, 2015	$100,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ghei Vikaran	Executive
Vm Gp I, Llc Vm Gp I, Llc	Executive
Misha Zaitzeff	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Hold Co Asset Managment, L.P 32 Broadway, Suite 1112
New York, NY, 10004