Form D · Hedge Fund

HoldCo Opportunities Fund III, L.P.

Dover, DE · CIK 0001736930

Offering snapshot reported Jul 11, 2018 · SEC filing

Reported sold: $408M
Investors reported: 19
Minimum accepted: $0
First sale: Apr 4, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$200,000,000 → $407,500,000
Reported investors1 → 19

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 11, 2018	Amendment	$407,500,000	$207,500,000vs Apr 18, 2018	19	SEC filing
Apr 18, 2018	Initial	$200,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-310462

Source: Form D, filed Jul 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HOLDCO OPPORTUNITIES FUND III, L.P.

Investment adviser: HOLDCO ASSET MANAGEMENT, LP

Gross asset value: $1.39B
Beneficial owners: 27
ADV minimum commitment: $5M

Reported in Form ADV on Dec 19, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

BTIG, LLC
SEC 8-65473

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1694274 · Dec 19, 2022 · Schedule D 7.B.(1), fund 805-2988941439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
HoldCo Opportunities Fund III, L.P. (this fund)	Jul 11, 2018	$407,500,000	19
HoldCo Opportunities Fund IV, L.P.	Aug 11, 2021	$236,140,000	Not reported
HoldCo Opportunities Fund V, L.P.	Dec 27, 2023	$1,027,100,000	33

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Vikaran Ghei	Director
Michael Alex Zaitzeff	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Cogency Global Inc. 850 New Burton Road, Suite 201
Dover, DE, 19904